Homepage Free Ny Application Authority Form
Jump Links

The New York Application Authority form serves as a critical document for corporations seeking to operate within the state. This form, officially designated as DOS-1335-f-l, is filed with the New York State Department of State and is essential for foreign corporations wishing to establish their presence in New York. It requires the corporation to provide its official name, which must comply with state naming conventions, and if necessary, a fictitious name under which it will conduct business. Additionally, the form necessitates details about the corporation's jurisdiction of formation and date of incorporation. A key aspect is the corporation's purpose, which must align with lawful activities permitted under the Business Corporation Law. The form also designates the Secretary of State as the corporation's agent for service of process, ensuring that legal communications are properly managed. Furthermore, the applicant must confirm whether the corporation has engaged in any activities in New York since its incorporation, and attach a Certificate of Existence from the original jurisdiction. A filing fee of $225 accompanies the application, which underscores the formal nature of this process. While the form provides a standardized method for application, corporations are not mandated to use it and may opt for custom documents, although legal guidance is recommended for compliance and accuracy.

Similar forms

  • Certificate of Incorporation: This document officially establishes a corporation and outlines its basic structure. Like the Application for Authority, it includes the corporation's name and the jurisdiction of formation.
  • Foreign Qualification Application: This is similar as it allows a corporation formed in one state to operate in another. It requires information about the corporation, including its name and address.
  • Business License Application: This document is needed to legally operate a business in a specific location. Both require details about the business and its intended activities.
  • Statement of Information: This document provides updated information about a corporation, including its address and officers. It serves a similar purpose in keeping state records current.
  • Annual Report: Corporations must file this document annually to maintain good standing. Like the Application for Authority, it includes essential details about the corporation.
  • Bylaws: While bylaws govern the internal management of a corporation, they are similar in that they establish rules for operation, much like the Application for Authority outlines the corporation's purpose.
  • Certificate of Good Standing: This document verifies that a corporation is compliant with state regulations. It shares the goal of ensuring that the corporation is recognized legally, similar to the Application for Authority.
  • Registered Agent Form: This form designates an individual or business to receive legal documents on behalf of the corporation. It parallels the Application for Authority, which designates the Secretary of State for this purpose.
  • Tax Registration Form: This document registers a corporation for state taxes. Like the Application for Authority, it requires specific information about the corporation's operations and structure.

Form Preview

New York State Department of State

Division of Corporations, State Records and Uniform Commercial Code

One Commerce Plaza, 99 Washington Avenue

Albany, NY 12231

www.dos.ny.gov

APPLICATION FOR AUTHORITY

OF

(Insert Corporate Name)

Under Section 1304 of the Business Corporation Law

FIRST: The name of the corporation is:

If the name does not contain a required word or abbreviation indicating corporate character pursuant to § 301 of the Business Corporation Law, the corporation agrees to add the word or

abbreviation

 

to the end of its name for use in this state.

 

 

 

(Do not complete this section unless the corporation’s true name is not available pursuant to §301 or § 302 of the Business Corporation Law.) The fictitious name under which the corporation will do business in New York is:

SECOND: The jurisdiction in which the corporation was organized is:

The date of its incorporation is:

THIRD: This corporation is formed to engage in any lawful act or activity for which a corporation may be organized under the Business Corporation Law, provided that it is not formed to engage in any act or activity requiring the consent or approval of any state official, department, board, agency or other body without such consent or approval first being obtained.

FOURTH: The county within this state in which the office of the corporation is to be located is:

(A county in New York State is required. Please note that the corporation is not required to have an actual physical office in this state.)

DOS-1335-f-l (Rev. 03/12)

Page 1 of 3

FIFTH: The Secretary of State is designated as agent of the corporation upon whom process against the corporation may be served. The address to which the Secretary of State shall mail a copy of any process accepted on behalf of the corporation is:

SIXTH: (Check the statement that applies.)

The foreign corporation has not since its incorporation or since the date its authority to do business in New York was last surrendered, engaged in any activity in this state.

The consent of the New York State Tax Commission is attached.

X

(Signature)

(Name of Signer)

(Title of Signer)

DOS-1335-f-l (Rev. 03/12)

Page 2 of 3

APPLICATION FOR AUTHORITY

OF

(Insert Corporate Name)

Under Section 1304 of the Business Corporation Law

Filed by:

(Name)

(Mailing Address)

(City, State and Zip Code)

NOTES:

1.You must also submit a Certificate of Existence from the official who files and maintains incorporation records in the jurisdiction of the corporation’s formation.

2.The name of the corporation and date of incorporation must exactly match the name of the corporation and, if applicable, the date of incorporation stated in the Certificate of Existence.

3.The Application for Authority must be signed by an officer, director or duly authorized person.

4.Attach the consent of the NYS Tax Commission, if required. To request consent, call the NYS Department of Taxation and Finance at (518) 485-2639.

5.The Application for Authority must be submitted with a $225 filing fee, made payable to the Department of State.

6.You are not required to use this form. You may draft your own form or use forms available at legal stationery stores. The Department of State recommends that legal documents be prepared under the guidance of an attorney.

(For Office Use Only)

DOS-1335-f-l (Rev. 03/12)

Page 3 of 3

Common mistakes

Filling out the New York Application Authority form can be a straightforward process, but several common mistakes can lead to delays or complications. Awareness of these pitfalls can help ensure a smoother application experience.

One frequent error occurs when applicants fail to include the correct corporate name. The name must match exactly with the Certificate of Existence. If there are discrepancies, the application may be rejected. It is essential to double-check the name for any typographical errors.

Another mistake involves not including the required word or abbreviation that indicates the corporate character. According to the Business Corporation Law, if the corporate name does not contain this designation, it must be added. Omitting this can result in an incomplete application.

Many applicants overlook the necessity of specifying the jurisdiction where the corporation was organized. This information is crucial for proper processing. Without it, the application may be considered invalid.

Some individuals neglect to provide the date of incorporation. This date must be filled in accurately. Failure to include this detail can lead to confusion and potential delays in processing the application.

Additionally, applicants often misunderstand the requirement regarding the designation of the Secretary of State as the agent for service of process. It is important to provide a correct mailing address for the Secretary of State to send any legal documents. Inaccurate information can hinder communication.

Another common oversight is the failure to attach the consent of the New York State Tax Commission when required. If the corporation has engaged in any activities in New York since its incorporation, this consent must be included. Not doing so can lead to a rejection of the application.

Lastly, applicants may forget to include the filing fee. The application requires a payment of $225, which must be submitted along with the form. Omitting this fee will result in processing delays. Ensuring that all parts of the application are complete and accurate is vital for a successful submission.

More About Ny Application Authority

  1. What is the NY Application Authority form?

    The NY Application Authority form is a document that allows a foreign corporation to obtain permission to do business in New York State. It is filed with the New York State Department of State and ensures compliance with local regulations.

  2. Who needs to file this form?

    Any corporation that was formed outside of New York and wishes to conduct business within the state must file this form. This includes corporations from other states or countries.

  3. What information is required on the form?

    The form requires several pieces of information, including:

    • The corporation's name and fictitious name (if applicable).
    • The jurisdiction where the corporation was organized.
    • The date of incorporation.
    • The intended county for the corporation's office in New York.
    • The designated agent for service of process.
  4. Is there a fee to file the NY Application Authority form?

    Yes, there is a filing fee of $225. This fee must be made payable to the Department of State when submitting the form.

  5. Do I need a Certificate of Existence?

    Yes, you must submit a Certificate of Existence from the state where your corporation was formed. This certificate verifies that your corporation is in good standing.

  6. Who can sign the application?

    The application must be signed by an officer, director, or another duly authorized person of the corporation. This ensures that the application is legitimate and approved by the corporation's leadership.

  7. What if my corporation's name is not available in New York?

    If the desired name does not meet the requirements or is already in use, you must add a required word or abbreviation indicating corporate character to your name. This ensures compliance with New York's naming regulations.

  8. What happens after I submit the form?

    Once submitted, the New York State Department of State will review your application. If everything is in order, they will grant your corporation authority to conduct business in New York.

  9. Can I create my own form instead of using the provided one?

    Yes, you are not required to use the official form. You can draft your own application or use forms available at legal stationery stores. However, it is recommended to have legal documents prepared with the assistance of an attorney.

  10. How can I contact the New York State Tax Commission for consent?

    If your corporation requires consent from the New York State Tax Commission, you can call them at (518) 485-2639. They will provide guidance on obtaining the necessary consent.

Misconceptions

  • Misconception 1: The NY Application Authority form is only for new corporations.
  • This form is not limited to newly formed corporations. It is also applicable for foreign corporations looking to do business in New York, regardless of when they were originally established.

  • Misconception 2: You must have a physical office in New York to file this form.
  • While you need to provide a county in New York where the corporation's office will be located, you are not required to maintain a physical office in the state.

  • Misconception 3: The application can be submitted without a Certificate of Existence.
  • A Certificate of Existence from the corporation's home state is a necessary document. This certificate verifies that the corporation is validly incorporated and in good standing.

  • Misconception 4: The filing fee is optional.
  • The $225 filing fee is mandatory. Without this payment, your application will not be processed.

  • Misconception 5: You cannot change the corporate name after filing.
  • While the name must match the Certificate of Existence, you can amend your application later if necessary. However, this process may require additional paperwork and fees.

  • Misconception 6: You can file the application without any signatures.
  • The application must be signed by an officer, director, or someone authorized to act on behalf of the corporation. A missing signature will delay processing.

  • Misconception 7: All foreign corporations need consent from the NYS Tax Commission.
  • Only those foreign corporations that have engaged in business activities in New York since their incorporation need to attach the consent of the NYS Tax Commission.

  • Misconception 8: The NY Application Authority form is the only way to file.
  • You are allowed to draft your own form or use other available templates. However, it is advisable to consult with an attorney to ensure compliance with legal standards.

  • Misconception 9: The application can be filed online.
  • Currently, the NY Application Authority form must be submitted via mail. Online filing is not an option at this time.

  • Misconception 10: Once filed, the corporation is automatically authorized to conduct business.
  • Filing the application is just one step. The corporation must also comply with any additional state regulations and obtain necessary permits or licenses to operate legally in New York.

Key takeaways

Here are some important points to keep in mind when filling out and using the New York Application Authority form:

  • Corporate Name: Ensure the name of your corporation is included. If it lacks a required word or abbreviation, you must add it.
  • Fictitious Name: If your corporation's true name isn't available, provide the fictitious name under which you will do business in New York.
  • Jurisdiction: Clearly state the jurisdiction where your corporation was organized and include the date of incorporation.
  • Purpose: Your corporation must be formed for lawful activities only. Avoid any activities that require prior state approval.
  • Office Location: Indicate the county in New York where your corporation's office will be located. An actual physical office is not mandatory.
  • Agent for Service: The Secretary of State will act as your corporation's agent for service of process. Provide the mailing address for any process accepted on behalf of the corporation.
  • Activity Statement: Check the appropriate box regarding whether your corporation has engaged in any activities in New York since incorporation.
  • Signature: The form must be signed by an officer, director, or someone authorized to act on behalf of the corporation.
  • Certificate of Existence: Attach a Certificate of Existence from the jurisdiction where your corporation was formed.
  • Filing Fee: Include a $225 filing fee made out to the Department of State when submitting your application.

Remember, while you can use this form, you also have the option to draft your own or use forms available at legal stationery stores. It’s advisable to seek guidance from an attorney when preparing legal documents.

Ny Application Authority: Usage Guide

After completing the New York Application Authority form, you will be ready to submit it along with the required documentation and filing fee. Ensure that all information is accurate and that you have included any necessary attachments. Following these steps will help facilitate the process of obtaining authority to do business in New York.

  1. Obtain the New York Application Authority form from the New York State Department of State website or other authorized sources.
  2. Fill in the name of the corporation in the designated space at the top of the form.
  3. If necessary, provide a fictitious name under which the corporation will operate in New York.
  4. Indicate the jurisdiction where the corporation was organized.
  5. Enter the date of incorporation.
  6. Specify the purpose of the corporation in the section provided, ensuring it complies with the Business Corporation Law.
  7. Identify the county in New York where the corporation’s office will be located.
  8. Designate the Secretary of State as the agent for service of process and provide the mailing address for any process served.
  9. Check the appropriate statement regarding the corporation's activities in New York since incorporation or last surrender of authority.
  10. Sign the form, including the name and title of the signer.
  11. Provide the name, mailing address, city, state, and zip code of the person filing the application.
  12. Attach a Certificate of Existence from the jurisdiction of incorporation.
  13. If required, include the consent of the New York State Tax Commission.
  14. Prepare a $225 filing fee made payable to the Department of State.
  15. Submit the completed form, attachments, and fee to the New York State Department of State, Division of Corporations.